Regulation & law · 21/12/2016Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change for Alternative Trading Systems Reporting Requirements
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the SEC, aiming to enhance reporting requirements for Alternative Trading Systems (ATSs) under Rule 4554, effective immediately.
Original source language: Federal Register — All DocumentsOpen original release →