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Regulation & law · 27/10/2015Updated: 10/17/2026 · 1 min read

FINRA Approves Proposed Rule Change for Reporting OTC Transactions in NextShares

Summary

The Financial Industry Regulatory Authority (FINRA) has approved a proposed rule change requiring the reporting of over-the-counter (OTC) transactions in exchange-traded managed fund shares, known as NextShares, to FINRA effective immediately.

Original source language: Federal Register — All DocumentsOpen original release →

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