Market regulation · 23/07/2014Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Serve Electronically Written Decisions on Members Seeking Exemptive Relief
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to serve electronically written decisions on members seeking exemptive relief under NASD Rule 1070, effective immediately
Original source language: Federal Register — SECOpen original release →