BN Business News
Business Maps⌕ Search Business News
Add your company to Business Communicator →

Market regulation · 29/09/2014Updated: 10/17/2026 · 1 min read

FINRA Adopts New Schedule for Inventory Positions

Summary

The Financial Industry Regulatory Authority (FINRA) has filed an amendment to its rule 4524, which will introduce a new schedule for inventory positions. The proposed rule change has been accelerated for approval, following a modification made by amendment no. 1.

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →
6

Market regulation · 6/25/2026

OCC, Federal Agencies Publish Final Joint Rule for Financial Data Transparency Act

The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.

Read summary →

Market regulation · 8/11/2026

CFTC Announces Innovation Advisory Committee Meeting

The Commodity Futures Trading Commission will hold an in-person meeting of its Innovation Advisory Committee on August 20, 2026, from 1:00 p.m. to 4:00 p.m. Eastern Daylight Time, where the committee will discuss recent CFTC activity in crypto assets, artificial intelligence, and prediction markets.

Read summary →