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Market regulation · 26/08/2010Updated: 10/17/2026 · 1 min read

FINRA Filing Proposed Rule Change to Reinstate Short Exempt Marking for Trade Reporting and OATS

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to reinstate the short exempt marking for trade reporting and the On-Over-the-Counter (OATS) system, which was previously suspended.

Original source language: Federal Register — SECOpen original release →

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