Market regulation · 09/07/2013Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change for OCC Cleared Over-the-Counter Options
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend its rules 2360 and 4210 in connection with over-the-counter (OTC) options cleared by the Office of the Comptroller of the Currency (OCC)
Original source language: Federal Register — SECOpen original release →