Market regulation · 09/09/2013Updated: 10/17/2026 · 1 min read
SEC Exempts Broker-Dealers from NYSE Arca's Lead Market Maker Program Requirements
Summary
The SEC has issued an order exempting broker-dealers participating in NYSE Arca's Lead Market Maker Incentive Program from certain requirements under the Securities Exchange Act of 1934 and NYSE Arca rules
Original source language: Federal Register — SECOpen original release →