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Market regulation · 02/10/2013

Guinness Atkinson Asset Management, Inc. Seeks Approval for New Investment Fund Structure

Guinness Atkinson Asset Management, Inc. and its affiliates have submitted a request to regulatory authorities for permission to establish a new investment fund structure, which would allow for the issuance of shares that can only be redeemed in large quantities, secondary market transactions at negotiated prices, and certain flexibility in redemption and distribution processes.

Source: Federal Register — SECOpen original release →