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Market regulation · 22/10/2013Updated: 10/17/2026 · 1 min read

BATS Exchange, Inc. Files Proposed Rule Change to Conform to FINRA Rule 5320

Summary

BATS Exchange, Inc. has submitted a proposed rule change to amend its Rule 12.6 to align with FINRA Rule 5320, which regulates trading ahead of customer orders.

Original source language: Federal Register — SECOpen original release →

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