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Market regulation · 23/10/2013Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Allow Fee Transfer Between Members

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to enable its members to transfer transaction fees charged by one member to another member through the FINRA/NYSE Trade Reporting Facility, effective immediately.

Original source language: Federal Register — SECOpen original release →

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