Regulation & law · 17/11/2009Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Require OTC Equity Transaction Reporting
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the Securities and Exchange Commission (SEC) to require its members to report over-the-counter (OTC) equity transactions within 30 seconds of execution. This change aims to enhance transparency and efficiency in the trading process.
Original source language: Federal Register — All DocumentsOpen original release →