Regulation & law · 18/12/2009Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to Waive and Credit Certain Fees for Trade Reporting Facilities
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the Securities and Exchange Commission (SEC) to waive and credit certain fees for trade reporting facilities, including FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility fees.