Regulation & law · 22/12/2009Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change to Prohibit Trading Ahead of Customer Orders
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt FINRA Rule 5320, which prohibits trading ahead of customer orders, in the Consolidated FINRA Rulebook.
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