Regulation & law · 29/12/2008Updated: 10/17/2026 · 1 min read
FINRA Adopts NASD Rules 12805 and 13805 into New Consolidated Rulebook
Summary
The Financial Industry Regulatory Authority, Inc. has filed a proposed rule change to adopt NASD Rules 12805 and 13805 into the new consolidated FINRA rulebook, effective immediately.
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