Regulation & law · 31/08/2007Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change to NASD Rules 4632C, 6130C, and 6130
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend NASD Rules 4632C, 6130C, and 6130, which will take effect immediately
Original source language: Federal Register — All DocumentsOpen original release →