Regulation & law · 28/11/2006Updated: 10/17/2026 · 1 min read
Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities
Summary
The National Association of Securities Dealers, Inc. has filed amendments to its proposed rule change regarding the additional mark-up policy for debt securities, excluding municipal securities. The changes aim to modify the existing policy for transactions in these securities.
Original source language: Federal Register — All DocumentsOpen original release →