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Regulation & law · 28/12/2006Updated: 10/17/2026 · 1 min read

SEC Approves NASD's Expanded Authority to Halt Trading in OTC Equity Securities

Summary

The SEC has granted approval to the National Association of Securities Dealers (NASD) to modify and expand its authority to initiate trading and quotation halts in over-the-counter (OTC) equity securities, as proposed in amendments to NASD rules

Original source language: Federal Register — All DocumentsOpen original release →

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