NASD Filing Proposed Rule Change for Technical Updates to NASD Rule 3110 and IM-3110

Summary

The National Association of Securities Dealers, Inc. (NASD) has filed a proposed rule change with the Securities and Exchange Commission (SEC) to make technical changes to NASD Rule 3110 and IM-3110, which will take effect immediately. The proposed rule change aims to update the rules to reflect recent changes in the industry.