Regulation & law · 30/09/2005Updated: 10/17/2026 · 1 min read
SEC Approves NASD Rule Change for Over-the-Counter Trading
Summary
The Securities and Exchange Commission (SEC) has granted approval to the National Association of Securities Dealers (NASD) for a proposed rule change and amendments, expanding NASD's direct authority over trading in over-the-counter equity securities.
Original source language: Federal Register — All DocumentsOpen original release →