Regulation & law · 11/10/2005Updated: 10/17/2026 · 1 min read
SEC Approves NASD's Rule Change for Series 4 Examination Program
Summary
The National Association of Securities Dealers (NASD) has received approval from the Securities and Exchange Commission (SEC) to implement changes to its Series 4 examination program, which is used to test securities industry professionals
Original source language: Federal Register — All DocumentsOpen original release →