Regulation & law · 07/11/2005Updated: 10/17/2026 · 1 min read
SEC Approves NASD Rule Changes for Mediation Proceedings
Summary
The Securities and Exchange Commission (SEC) has granted approval to the National Association of Securities Dealers (NASD) for proposed rule changes and amendments to its mediation rules, as well as accelerated approval for an amendment to the NASD rules governing mediation proceedings.
Original source language: Federal Register — All DocumentsOpen original release →