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Regulation & law · 29/12/2005Updated: 10/17/2026 · 1 min read

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change to eliminate references to NASD Rule 6440(f)(2) from NASD Rule 2111, which will be repealed, effective immediately

Original source language: Federal Register — All DocumentsOpen original release →

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