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Market regulation · 29/06/2004Updated: 10/17/2026 · 1 min read

National Association of Securities Dealers, Inc. Filing for Rule Change on Non-Preferential Payments

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change to clarify the treatment of certain non-preferential, ordinary-course payments under NASD Rule 4200, with immediate effectiveness.

Original source language: Federal Register — SECOpen original release →

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