SEC Adopts Rule and Form Amendments to Improve Disclosure of Investment Advisory Contracts

Summary

The Securities and Exchange Commission is implementing changes to the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 to enhance transparency regarding how boards of directors evaluate and approve investment advisory contracts, as well as the basis for their recommendations to shareholders.

Original source language: Federal Register — SECOpen original release →

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