National Association of Securities Dealers, Inc. Filing for Immediate Effectiveness of Proposed Rule Change Regarding Commodity Pool Trail Commissions

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC, aiming to implement the implementation date of Notice to Members 04-50, which addresses the treatment of commodity pool trail commissions under Rule 2810.

Original source language: Federal Register — SECOpen original release →

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