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Market regulation · 07/10/2004Updated: 10/17/2026 · 1 min read

SEC Approves NASD Rule Change to Allow Firms to Use Investment Analysis Tools

Summary

The National Association of Securities Dealers (NASD) has received approval from the Securities and Exchange Commission (SEC) to adopt new interpretive material to NASD Rule 2210(d)(2)(N), allowing NASD member firms to use certain investment analysis tools.

Original source language: Federal Register — SECOpen original release →

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