Market regulation · 09/12/2004Updated: 10/17/2026 · 1 min read
SEC Extends De Minimis Exemption for ETF Transactions
Summary
The Securities and Exchange Commission has issued an order extending a de minimis exemption for transactions in certain exchange-traded funds from the trade-through provisions of the Intermarket Trading System, as mandated by Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) thereof.