Market regulation · 14/12/2004Updated: 10/17/2026 · 1 min read
Pacific Exchange, Inc. Filing Proposed Rule Change for PCX Equities, Inc. Staff Certification Requirements
Summary
Pacific Exchange, Inc. has filed a proposed rule change with the SEC to require all financial and operations principals of PCX Equities, Inc. ETP firms to pass the Series 27 examination and all compliance supervisors to pass the Series 24 examination.
Original source language: Federal Register — SECOpen original release →