Regulation & law · 16/12/2003Updated: 10/17/2026 · 1 min read
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed New Uniform Definition of “Branch Office” Under NASD Rule 3010(g)(2)
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change and amendment to update the definition of a 'branch office' under NASD Rule 3010(g)(2). The proposed change aims to clarify the term and provide a uniform definition across the industry.
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