Regulation & law · 31/12/2003Updated: 10/17/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing Proposed Rule Change Regarding Regulatory Element Contact Person
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC, aiming to amend Rule 1120 to include a regulatory element contact person, a key component in maintaining transparency and accountability in the securities industry.
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