Regulation & law · 29/09/2000Updated: 10/17/2026 · 1 min read
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to an Amendment to Schedule A of the NASD By-Laws for the Timely Filing of Reports, and Amendments to IM-9216, Minor Rule Violation Plan
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change and amendments to its NASD By-Laws, aiming to improve the timely filing of reports and update its minor rule violation plan. The changes are intended to enhance the efficiency and effectiveness of the organization.
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