Regulation & law · 01/12/2000Updated: 10/17/2026 · 1 min read
American Express Exempted from Broker-Dealer Registration
Summary
The SEC has granted an exemption to American Express Travel Related Services Company, Inc. from registering as a broker-dealer, allowing the company to continue operating without the need for traditional securities registration.
Original source language: Federal Register — All DocumentsOpen original release →