Regulation & law · 05/12/2000Updated: 10/17/2026 · 1 min read
SEC Approves NASD's Rule Change for Transferring Customer Accounts
Summary
The National Association of Securities Dealers (NASD) has received approval from the Securities and Exchange Commission (SEC) to implement a new rule change allowing for the transfer of customer accounts, effective immediately
Original source language: Federal Register — All DocumentsOpen original release →