BN Business News
Add your company to Business Communicator →

Regulation & law · 22/12/2000Updated: 10/17/2026 · 1 min read

SEC Approves NASD Rule Change for Options Position Reporting and Limits on Trades with Non-Member Brokers

Summary

The NASD has received approval from the SEC to implement new rules requiring the reporting of options positions and exercise limits on trades with non-member brokers, aiming to enhance transparency and risk management in the options market.

Original source language: Federal Register — All DocumentsOpen original release →

Explore insights

Business insights →