Regulation & law · 22/11/1999Updated: 10/17/2026 · 1 min read
American Stock Exchange LLC Filing Proposed Rule Change on Margin and Net Capital Requirements
Summary
The American Stock Exchange LLC has filed a proposed rule change with the relevant regulatory body regarding the margin and net capital requirements for its members and clearing members participating in joint back office arrangements, which would impact the financial stability of these entities.
Original source language: Federal Register — All DocumentsOpen original release →