Regulation & law · 22/12/1999Updated: 10/17/2026 · 1 min read
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. to Allow NASD Members to Give Proxies in the Absence of Written Instructions from Beneficial Owners
Summary
The National Association of Securities Dealers, Inc. (NASD) has filed a proposed rule change with the Securities and Exchange Commission (SEC) to enable NASD members to grant proxies to beneficial owners without written instructions. This change aims to improve the efficiency of proxy voting processes.
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