Regulation & law · 30/12/1998Updated: 10/17/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing Proposed Rule Change for Issuance of Temporary Cease and Desist Orders
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change and amendment to issue temporary cease and desist orders, as part of its ongoing efforts to regulate the securities industry.
Original source language: Federal Register — All DocumentsOpen original release →