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Regulation & law · 16/09/1997Updated: 10/17/2026 · 1 min read

National Association of Securities Dealers, Inc. Filing for Proposed Rule Change on Gross Income Assessments

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change with the Securities and Exchange Commission, aiming to establish a new framework for gross income assessments to its member firms, effective immediately.

Original source language: Federal Register — All DocumentsOpen original release →

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