Regulation & law · 05/12/1996Updated: 10/18/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing Proposed Rule Change for Disciplinary History Disclosure
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change to release additional information regarding disciplinary history of its members and their associated persons via toll-free telephone listing
Original source language: Federal Register — All DocumentsOpen original release →