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Regulation & law · 17/12/1996Updated: 10/18/2026 · 1 min read

SEC Adopts Rule to Allow Investment Companies to Use Futures Commission Merchants for Asset Custody

Summary

The US Securities and Exchange Commission (SEC) has adopted a new rule under the Investment Company Act of 1940, permitting registered investment companies to hold their assets with futures commission merchants and certain other entities in connection with futures contracts and commodity options traded on US and foreign exchanges, providing enhanced custodial protections for these assets.

Original source language: Federal Register — All DocumentsOpen original release →

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