Market regulation · 05/04/1995Updated: 10/18/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing Proposed Rule Change on Proxy Interpretation
Summary
The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC to clarify the interpretation of the Board of Governors' forwarding of proxy and other material under NASD Rules of Fair Practice, Article III, Section 1.