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Market regulation · 05/04/1995Updated: 10/18/2026 · 1 min read

National Association of Securities Dealers, Inc. Filing Proposed Rule Change on Proxy Interpretation

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC to clarify the interpretation of the Board of Governors' forwarding of proxy and other material under NASD Rules of Fair Practice, Article III, Section 1.

Original source language: Federal Register — SECOpen original release →

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