Market regulation · 19/07/1995Updated: 10/18/2026 · 1 min read
National Association of Securities Dealers, Inc. Filing Proposed Rule Change to Corporate Financing Rule
Summary
The National Association of Securities Dealers, Inc. has submitted a proposed rule change to the Corporate Financing Rule at Article III, Section 44 of the Rules of Fair Practice Regarding Rights of First Refusal, as part of its ongoing efforts to self-regulate the securities industry.