BN Business News
Business Maps⌕ Search Business News
Add your company to Business Communicator →

Market regulation · 22/09/1995Updated: 10/18/2026 · 1 min read

National Association of Securities Dealers, Inc. Filing of Proposed Rule Change Regarding Amendment to Prompt Receipt and Delivery of Securities Interpretation

Summary

The National Association of Securities Dealers, Inc. has filed a proposed rule change with the SEC, aiming to adjust the effective date of an amendment to the Prompt Receipt and Delivery of Securities Interpretation. The proposed rule change will take effect immediately.

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →
6

Market regulation · 6/25/2026

OCC, Federal Agencies Publish Final Joint Rule for Financial Data Transparency Act

The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.

Read summary →