Market regulation · 06/04/1994Updated: 10/15/2026 · 1 min read
Self-Regulatory Organizations; Filing of Proposed Rule Change by New York Stock Exchange, Inc. Relating to Additions to the ``List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A''
Summary
The New York Stock Exchange, Inc. has filed a proposed rule change to add new exchange rule violations and fines to its existing list, as per Rule 476A.
Original source language: Federal Register — SECOpen original release →