Market regulation · 06/06/2005Updated: 10/17/2026 · 1 min read
Summary
The company has made an investment of customer funds, and will maintain a record of these investments to ensure transparency and accountability.
Explore insights
Business insights →Related business signals
6Market regulation · 9/3/2026
The Commodity Futures Trading Commission and the Securities and Exchange Commission have extended the compliance date for the amended Form PF reporting requirements from October 1, 2026, to July 1, 2027, affecting certain investment advisers to private funds and commodity pool operators/trading advisers.
Read summary →Market regulation · 7/17/2026
The Commodity Futures Trading Commission (CFTC) has amended its regulations to exempt certain investment funds from margin requirements for uncleared swaps, providing relief to swap dealers and major swap participants for up to three years.
Read summary →Market regulation · 6/25/2026
The Commodity Futures Trading Commission is seeking public input on extending standard futures contracts to 24/7 trading and listing perpetual contracts referencing physically delivered or storable energy commodities, such as crude oil, to ensure market reliability and customer protection.
Read summary →Market regulation · 6/25/2026
The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.
Read summary →Market regulation · 8/21/2026
The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.
Read summary →Market regulation · 8/11/2026
The Commodity Futures Trading Commission will hold an in-person meeting of its Innovation Advisory Committee on August 20, 2026, from 1:00 p.m. to 4:00 p.m. Eastern Daylight Time, where the committee will discuss recent CFTC activity in crypto assets, artificial intelligence, and prediction markets.
Read summary →