Market regulation · 13/10/2006Updated: 10/17/2026 · 1 min read
CFTC Proposes Electronic Filing of Exemption and Exclusion Notices with NFA
Summary
The Commodity Futures Trading Commission (CFTC) is proposing to require electronic filing of notices of exemption or exclusion under Part 4 of its regulations with the National Futures Association (NFA), replacing the current paper filing process.