Market regulation · 15/07/1994Updated: 10/16/2026 · 1 min read
SEC Approves NASD Rule Change for Disciplinary Investigations
Summary
The US Securities and Exchange Commission has approved a proposed rule change by the National Association of Securities Dealers, Inc. (NASD) to allow arbitrators to refer matters for disciplinary investigation.
Original source language: Federal Register — SECOpen original release →