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Market regulation · 05/12/1994Updated: 10/18/2026 · 1 min read

SEC Approves NASD Rule Change for Series 39 Exam

Summary

The Securities and Exchange Commission has approved a proposed rule change by the National Association of Securities Dealers to update the examination question bank, specifications, and study outline for the Direct Participation Programs Limited Principal (Series 39) examination.

Original source language: Federal Register — SECOpen original release →

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