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Market regulation · 16/12/1994Updated: 10/18/2026 · 1 min read

National Association of Securities Dealers, Inc. Proposes Extension of Interim SOES Rules

Summary

The National Association of Securities Dealers, Inc. has submitted a proposed rule change to extend the interim Securities Operations and Execution System (SOES) rules for an additional three months.

Original source language: Federal Register — SECOpen original release →

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