Market regulation · 26/03/2012Updated: 10/17/2026 · 1 min read
Municipal Securities Rulemaking Board Filing Proposed Rule G-43 on Broker's Brokers, and Proposed Amendments to Several Existing Rules
Summary
The Municipal Securities Rulemaking Board has filed a proposed rule, G-43, which addresses the role of broker's brokers in the municipal securities industry, along with proposed amendments to rules G-8, G-9, and G-18, and a proposed interpretive notice on the duties of dealers using broker's broker services.